ERISA Fidelity Bonds

The Employee Retirement Income Security Act (ERISA) was enacted in 1974 to regulate most types of employee benefit plans. A fidelity bond equal to at least 10 percent of the amount of plan funds handled must be purchased to protect against acts of fraud or dishonesty by plan fiduciary. 

Click HERE for more information regarding ERISA Bonds.

NOTE: The bond amount must be at least 10% of the plan assets. Premiums are based upon the bond amount, and a price reference sheet is available.

DOCUMENTS:

ERISA Bond Application (PDF)

For ERISA Bonds over $1,000,000, include this Supplemental Application

Investment Adviser on ERISA Bonds Application (PDF)

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Fax Instructions:

Complete fully, sign, and date as
directed the application forms.
DO NOT LEAVE FIELDS BLANK

Fax documents to:
(877)577-1722 or (209)954-0800
or email: bonds@sanguinettico.com

Please forward by the original
signed forms and documentation.

Mail Instructions:

Complete fully, sign, and date as
directed the application forms.
DO NOT LEAVE FIELDS BLANK

Mail the completed forms and
documentation to:
Sanguinetti & Co. 7337 Pacific Avenue Stockton, CA 95207-1924

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